| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-09-06 | - |
| Rep | Dealing in futures contracts | 2014-02-12 | - |
| Rep | Dealing in securities | 2014-02-12 | - |
| Rep | Leveraged foreign exchange trading | 2014-02-12 | 2014-11-27 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-04-09 | 2013-12-19 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-09 | 2013-01-22 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2006-09-04 | 2010-04-09 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2006-09-04 | 2010-04-09 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2013-12-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-09-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-09-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in securities | 2003-04-01 | 2013-12-19 |