Personnel Hong Kong SFC License Details (ID 82918)

Personnel Hong Kong SFC License Details (ID 82918)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-05-17	2017-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-05-17	2017-03-31
	Rep	Leveraged foreign exchange trading	2012-05-17	2017-03-31
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-12-02	2012-02-06
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2003-10-18	2012-02-06
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-18	2012-02-06
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-10-18	2012-02-06