| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-02 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-12-20 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in securities | 2003-04-01 | 2013-12-20 |