| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-04-29 | - |
| Rep | Dealing in futures contracts | 2020-09-24 | - |
| Rep | Dealing in securities | 2020-09-24 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-08-20 | 2020-09-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-20 | 2020-09-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-08-20 | 2020-09-01 |
| Rep | Dealing in securities | 2015-08-20 | 2020-09-01 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-30 | 2015-07-30 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-30 | 2015-07-30 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-22 | 2014-04-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-08-22 | 2014-04-16 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-25 | 2012-08-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-21 | 2012-08-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-07-21 | 2012-08-19 |