Personnel Hong Kong SFC License Details (ID 82923)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Linkways Asset Management Limited	RO	Asset management	2024-02-20	-
Linkways Investment Management Limited	RO	Advising on securities	2024-02-20	-
	RO	Dealing in futures contracts	2024-02-20	-
	RO	Dealing in securities	2024-02-20	-
Linkways Asset Management Limited	Rep	Asset management	2023-12-28	2024-02-20
Linkways Investment Management Limited	Rep	Advising on securities	2023-12-28	2024-02-20
	Rep	Dealing in futures contracts	2023-12-28	2024-02-20
	Rep	Dealing in securities	2023-12-28	2024-02-20
MFG Limited (HK)	Rep	Asset management	2018-12-20	2023-09-30
	Rep	Dealing in futures contracts	2018-10-19	2023-09-30
	Rep	Dealing in securities	2018-10-19	2023-09-30
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2014-01-06	2014-11-21
	Rep	Dealing in futures contracts	2014-01-06	2018-10-03
	Rep	Dealing in securities	2014-01-06	2018-10-03
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2013-12-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2013-12-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-05
	Rep	Advising on securities	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in securities	2003-04-01	2013-12-13