Personnel Hong Kong SFC License Details (ID 82925)

Personnel Hong Kong SFC License Details (ID 82925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-04-29	2020-07-31
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-04-29	2020-07-31
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-07-21	2013-12-23
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2013-12-23
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2013-12-23
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Providing automated trading services	-	2003-09-02
	RO	Advising on corporate finance	-	2004-09-10
	RO	Advising on securities	-	2004-09-10
	RO	Asset management	-	2004-09-10
	RO	Dealing in securities	-	2005-07-21