| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2019-06-27 | - |
| Rep | Dealing in securities | 2014-01-07 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-07 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-21 | 2013-10-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-07-21 | 2013-10-09 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-21 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-07-21 | 2013-10-09 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-21 | 2013-01-22 |