| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-20 | 2023-04-13 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-05-20 | 2023-04-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2009-05-20 | 2013-02-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-11-19 | 2013-02-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-11-19 | 2013-02-19 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-12-27 | 2008-10-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-12-27 | 2008-10-14 |