Personnel Hong Kong SFC License Details (ID 82934)

Personnel Hong Kong SFC License Details (ID 82934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-04-27	2023-12-05
	Rep	Leveraged foreign exchange trading	2014-01-09	2014-11-21
	Rep	Dealing in futures contracts	2014-01-09	2023-12-05
	Rep	Dealing in securities	2014-01-09	2023-12-05
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2008-01-17	2013-12-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-08-24	2013-12-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-08-24	2013-12-20