| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Topaz Financial Group Limited | RO | Advising on futures contracts | 2019-04-25 | - |
| RO | Advising on securities | 2019-04-25 | - | |
| TOPAZ CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2016-11-09 | - |
| Topaz Financial Group Limited | RO | Dealing in futures contracts | 2013-03-27 | - |
| RO | Dealing in securities | 2013-03-27 | - | |
| Rep | Dealing in futures contracts | 2012-11-22 | 2013-03-27 | |
| Rep | Dealing in securities | 2012-11-22 | 2013-03-27 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-12 | 2012-08-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-09-12 | 2012-08-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-21 | 2012-08-03 |
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