| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-01-13 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2014-01-13 | 2018-07-13 |
| Rep | Dealing in securities | 2014-01-13 | 2018-07-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2013-12-05 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in futures contracts | - | 2013-12-05 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-05 |
| Rep | Advising on securities | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in securities | - | 2013-12-05 |