Lai, Patrick Shun Wai 賴汛維

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2026-11-02	-
	Rep	Dealing in futures contracts	2026-11-02	-
	Rep	Dealing in securities	2026-11-02	-
	Rep	Leveraged foreign exchange trading	2026-11-02	-
	Rep	Advising on securities	2026-08-03	2026-11-01
	Rep	Dealing in securities	2026-08-03	2026-11-01
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2017-08-07	2026-11-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-08-07	2026-11-01
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-08-07	2026-08-02
	Rep	Advising on securities	2015-03-24	2026-08-02
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2014-03-24	2017-08-07
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2014-03-24	2017-08-07
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2014-03-24	2017-08-07
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2014-03-24	2017-07-16
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2014-03-24
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2014-03-24
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-05
	Rep	Advising on securities	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in securities	2003-04-01	2014-03-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.