Personnel Hong Kong SFC License Details (ID 82945)

Personnel Hong Kong SFC License Details (ID 82945)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2026-09-04	-
	Rep	Dealing in securities	2026-09-04	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-09-04	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-03-09	2026-06-26
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2006-10-26	2026-06-26
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-08-21	2026-06-26
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-08-21	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-08-21	2026-06-26