| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-02-09 | - |
| Rep | Dealing in futures contracts | 2014-01-09 | - | |
| Rep | Dealing in securities | 2014-01-09 | - | |
| Rep | Leveraged foreign exchange trading | 2014-01-09 | 2014-11-26 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-26 | 2013-12-16 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-05-24 | 2013-12-16 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-05-24 | 2013-12-16 |