Personnel Hong Kong SFC License Details (ID 82955)

Personnel Hong Kong SFC License Details (ID 82955)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2017-05-17	2017-08-30
	RO	Dealing in securities	2017-03-21	2017-08-30
	Rep	Dealing in securities	2015-11-24	2017-03-21
DAH SING SECURITIES LIMITED	Rep	Dealing in securities	2014-01-20	2015-11-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2007-03-02	2013-12-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-01-18	2013-12-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-11-28	2013-12-20