Personnel Hong Kong SFC License Details (ID 82957)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-08-26	-
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-08-26	-
	Rep	Dealing in securities	2024-08-26	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-12-02	2024-07-26
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-12-02	2024-07-26
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-10-29	2024-07-26
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2019-10-29	2024-07-26
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-29	2024-07-26
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-01-30	2019-10-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-01-30	2019-10-11
	Rep	Leveraged foreign exchange trading	2014-01-30	2019-10-11
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2013-12-23
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2013-12-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-05
	Rep	Advising on securities	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in securities	2003-04-01	2013-12-23