Personnel Hong Kong SFC License Details (ID 82959)

Personnel Hong Kong SFC License Details (ID 82959)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-01-15	-
	Rep	Dealing in futures contracts	2014-01-16	-
	Rep	Dealing in securities	2014-01-16	-
	Rep	Leveraged foreign exchange trading	2014-01-16	2014-11-27
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2010-05-07	2013-12-18
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-11-13	2013-12-18
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-13	2013-08-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-11-13	2013-12-18