Personnel Hong Kong SFC License Details (ID 82964)

Personnel Hong Kong SFC License Details (ID 82964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SunAsia Investment Management Limited	Rep	Asset management	2025-05-06	-
	Rep	Asset management	2016-03-01	2017-04-18
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-08-18	2016-01-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-08-18	2016-01-29
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-01-07	2014-07-24
	Rep	Dealing in securities	2014-01-07	2014-07-24
	Rep	Leveraged foreign exchange trading	2014-01-07	2014-07-24
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2004-06-17	2013-12-23
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-02-23	2013-12-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-02-23	2013-12-23