Personnel Hong Kong SFC License Details (ID 82965)

Personnel Hong Kong SFC License Details (ID 82965)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2014-01-30	2014-11-28
	Rep	Dealing in futures contracts	2014-01-30	2018-02-28
	Rep	Dealing in securities	2014-01-30	2018-02-28
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2013-05-23	2013-12-13
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2013-05-23	2013-12-13
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2013-05-23	2013-12-13
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-04-20	2013-01-22
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2013-05-23
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-04-06
	Rep	Asset management	-	2004-04-06
	Rep	Dealing in futures contracts	-	2013-05-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-04-06
	Rep	Advising on securities	-	2004-04-06
	Rep	Asset management	-	2004-04-06
	Rep	Dealing in securities	-	2013-05-23