Personnel Hong Kong SFC License Details (ID 82966)

Personnel Hong Kong SFC License Details (ID 82966)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2026-08-03	-
	Rep	Dealing in securities	2026-08-03	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2018-11-13	-
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-11-13	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2018-11-13	2026-08-02
	Rep	Dealing in securities	2018-10-12	2026-08-02
GOOD HARVEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-05-02	2018-09-07
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-02-27	2016-12-20
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2007-08-17	2016-12-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-05-25	2016-12-20
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-05-25	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-05-25	2016-12-20