Personnel Hong Kong SFC License Details (ID 82970)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-04-30	2021-10-29
	Rep	Dealing in futures contracts	2020-03-09	2021-10-29
	Rep	Dealing in securities	2020-03-09	2021-10-29
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2019-10-11	2020-01-29
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2019-10-11	2020-01-29
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2019-09-17	2020-01-29
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2019-09-17	2020-01-29
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-04-17	2019-08-23
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-04-17	2019-08-23
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-10-25	2014-04-14
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-10-25	2014-04-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2012-10-21
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-08-05
	Rep	Asset management	-	2004-08-05
	Rep	Dealing in futures contracts	-	2012-10-21
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-08-05
	Rep	Advising on securities	-	2004-08-05
	Rep	Asset management	-	2004-08-05
	Rep	Dealing in securities	-	2012-10-21