Lo, Johnston 勞樹棠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-02-08	2022-07-14
	Rep	Leveraged foreign exchange trading	2014-01-14	2014-11-27
	Rep	Dealing in futures contracts	2014-01-14	2022-07-14
	Rep	Dealing in securities	2014-01-14	2022-07-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2006-12-13	2013-12-05
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-08-07	2013-12-05
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-08-07	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-08-07	2013-12-05

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-02-08	2022-07-14
	Rep	Leveraged foreign exchange trading	2014-01-14	2014-11-27
	Rep	Dealing in futures contracts	2014-01-14	2022-07-14
	Rep	Dealing in securities	2014-01-14	2022-07-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2006-12-13	2013-12-05
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-08-07	2013-12-05
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-08-07	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-08-07	2013-12-05