| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-13 | 2019-10-11 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-13 | 2019-10-11 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-12 | 2018-11-30 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-10-15 | 2018-11-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-10-15 | 2018-11-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-15 | 2018-11-30 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-02-18 | 2012-01-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | 2012-01-20 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | 2012-01-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-11-27 | 2012-01-20 |