| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-30 | 2020-07-31 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-30 | 2020-07-31 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-21 | 2014-04-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-09-21 | 2014-04-16 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-30 | 2003-09-02 |
| Rep | Dealing in securities | 2003-04-30 | 2012-08-20 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2012-08-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2003-04-30 |
| Rep | Asset management | - | 2003-04-30 |
| Rep | Dealing in futures contracts | - | 2012-08-20 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-04-30 |
| Rep | Asset management | - | 2003-04-30 |
| Rep | Dealing in futures contracts | - | 2012-08-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | - | 2003-04-30 |
| RO | Advising on securities | - | 2003-04-30 |
| RO | Asset management | - | 2003-04-30 |
| RO | Providing automated trading services | - | 2003-04-30 |
| RO | Dealing in securities | - | 2003-04-30 |