| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-01-10 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-01-10 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2013-08-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-05 |
| Rep | Asset management | 2003-04-01 | 2004-08-05 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-08-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-05 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-05 |
| Rep | Asset management | 2003-04-01 | 2004-08-05 |
| Rep | Dealing in securities | 2003-04-01 | 2013-08-31 |