Personnel Hong Kong SFC License Details (ID 82984)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-08-15	2017-11-21
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-01-05	2013-08-19
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-10-25	2013-12-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-04-15	2013-12-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-04-15	2013-12-19