Personnel Hong Kong SFC License Details (ID 82985)

Personnel Hong Kong SFC License Details (ID 82985)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRIME COURAGE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-09-25	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2016-02-25	2020-09-10
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2016-02-25	2020-09-10
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-10-18	2016-02-06
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-10-18	2016-02-06
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2012-10-09
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2012-10-09
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-05
	Rep	Advising on securities	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in securities	2003-04-01	2012-10-09