Personnel Hong Kong SFC License Details (ID 82986)

Personnel Hong Kong SFC License Details (ID 82986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-04-07	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-04-07	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-03-24	2020-01-17
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-10-25	2020-01-17
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-08-23	2020-01-17
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-08-23	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-07-22	2020-01-17