Personnel Hong Kong SFC License Details (ID 82987)

Personnel Hong Kong SFC License Details (ID 82987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARTWELL CAPITAL LIMITED (HK)	RO	Advising on securities	2019-11-19	-
	RO	Asset management	2019-11-19	-
	Rep	Advising on securities	2013-02-20	2019-11-19
	Rep	Asset management	2013-02-20	2019-11-19
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-10-26	2013-02-08
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-10-26	2013-02-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-10-26	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-10-26	2013-02-08