Personnel Hong Kong SFC License Details (ID 82989)

Personnel Hong Kong SFC License Details (ID 82989)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2025-09-23	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2025-09-23	-
	Rep	Dealing in securities	2025-09-23	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-03-01	2022-07-29
	Rep	Leveraged foreign exchange trading	2014-07-10	2014-11-26
	Rep	Dealing in futures contracts	2014-07-10	2022-07-29
	Rep	Dealing in securities	2014-07-10	2022-07-29
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2004-06-08	2014-06-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-06-08	2014-06-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-04-27	2014-06-13