| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-01 | - |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-18 | 2016-10-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-18 | 2016-10-21 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-07-17 | 2015-08-01 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-07-17 | 2015-08-01 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-10-08 | 2014-06-28 |
| Rep | Dealing in securities | 2012-10-08 | 2014-06-28 | |
| Rep | Leveraged foreign exchange trading | 2012-10-08 | 2014-06-28 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2012-09-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-09-10 |
| Rep | Asset management | 2003-04-01 | 2004-09-10 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2012-09-13 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-09-10 | |
| Rep | Advising on securities | 2003-04-01 | 2004-09-10 | |
| Rep | Asset management | 2003-04-01 | 2004-09-10 | |
| Rep | Dealing in securities | 2003-04-01 | 2012-09-13 |
No HKMA registrations in the collected records.