| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2016-01-08 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2016-01-08 | - |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-11-26 | 2015-12-18 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-11-26 | 2015-12-18 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-12-13 | 2012-11-15 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-27 | 2012-11-15 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-26 | 2012-11-15 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-03-09 | 2006-07-08 |
| Rep | Dealing in securities | 2004-09-23 | 2006-03-06 |