| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-03-30 | 2021-10-13 |
| Rep | Leveraged foreign exchange trading | 2014-01-06 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2014-01-06 | 2021-10-13 |
| Rep | Dealing in securities | 2014-01-06 | 2021-10-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-17 | 2013-12-02 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-12-03 | 2013-12-02 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-12-03 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-09-18 | 2013-12-02 |