| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Topaz Financial Group Limited | Rep | Advising on securities | 2024-02-26 | - |
| Rep | Dealing in futures contracts | 2024-02-26 | - | |
| Rep | Dealing in securities | 2024-02-26 | - | |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-04-29 | 2024-01-31 |
| Rep | Leveraged foreign exchange trading | 2014-01-06 | 2014-11-26 | |
| Rep | Dealing in futures contracts | 2014-01-06 | 2024-01-31 | |
| Rep | Dealing in securities | 2014-01-06 | 2024-01-31 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2013-12-06 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2013-12-06 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2013-12-06 |
No HKMA registrations in the collected records.