Personnel Hong Kong SFC License Details (ID 83003)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Afflux Securities Limited	RO	Dealing in futures contracts	2018-11-14	2019-10-15
	RO	Dealing in securities	2018-11-14	2019-10-15
Quam Securities Limited	RO	Dealing in futures contracts	2016-05-31	2016-06-30
	RO	Dealing in securities	2016-05-31	2016-06-30
	Rep	Dealing in futures contracts	2016-04-27	2016-05-31
	Rep	Dealing in securities	2016-04-27	2016-05-31
	Rep	Advising on securities	2016-04-27	2016-06-30
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-03-27	2015-09-16
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2014-04-28	2015-09-16
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2014-04-28	2015-09-16
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2014-04-28	2015-09-16
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2014-04-28	2015-09-16
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2014-04-28
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2014-04-28
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2013-08-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-09-10
	Rep	Advising on securities	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in securities	-	2014-04-28