Personnel Hong Kong SFC License Details (ID 83006)

Personnel Hong Kong SFC License Details (ID 83006)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2017-01-06	2020-06-05
LUK FOOK SECURITIES (HK) LIMITED	Rep	Asset management	2014-05-16	2024-01-30
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2013-10-11	2024-01-30
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-10-11	2024-01-30
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2009-11-16	2013-10-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-07-08	2013-10-01
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-07-08	2013-10-01
HUNG SING FUTURES LIMITED	Rep	Dealing in futures contracts	2008-12-29	2009-06-12
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2008-12-29	2009-06-12
KGI ASIA LIMITED	Rep	Advising on securities	2008-09-16	2008-12-17
	Rep	Dealing in securities	2008-09-16	2008-12-17
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-09-16	2008-12-17