| Venture Smart Asia Limited | Rep | Asset management | 2019-01-28 | 2022-08-31 |
| Rep | Advising on securities | 2018-05-15 | 2022-08-31 |
| Rep | Dealing in securities | 2018-05-15 | 2022-08-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-24 | 2015-06-11 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-07-28 | 2015-06-11 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-07-28 | 2015-06-11 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-07-28 | 2015-06-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-09-28 | 2010-07-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-28 | 2010-07-03 |