Personnel Hong Kong SFC License Details (ID 83013)

Personnel Hong Kong SFC License Details (ID 83013)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2013-12-30	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-12-30	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2010-07-21	2013-12-16
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-07-21	2013-12-16
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-07-21	2013-12-16
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2006-07-10	2006-07-20
	Rep	Dealing in securities	2006-07-10	2006-07-20