| MLB Asset Management Limited | RO | Asset management | 2018-08-09 | - |
| RO | Advising on securities | 2016-09-23 | - |
| Rep | Asset management | 2015-11-06 | 2018-08-09 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-12-18 | 2015-07-22 |
| RO | Dealing in securities | 2014-12-18 | 2015-07-22 |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-11-20 | 2015-07-22 |
| SKYVAST SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-11-20 | 2014-12-18 |
| Rep | Dealing in securities | 2014-10-15 | 2014-12-18 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-02-06 | 2014-02-26 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-02-06 | 2014-02-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2013-01-17 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-04-10 | 2013-01-17 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-10 | 2013-01-17 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-04-10 | 2013-01-17 |