| Topaz Financial Group Limited | RO | Advising on futures contracts | 2019-04-25 | - |
| RO | Advising on securities | 2019-04-25 | - |
| RO | Dealing in futures contracts | 2017-01-18 | - |
| RO | Dealing in securities | 2017-01-18 | - |
| TOPAZ CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2016-07-05 | - |
| Rep | Asset management | 2015-01-26 | 2016-07-05 |
| Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2012-11-15 | 2017-01-18 |
| Rep | Dealing in securities | 2012-11-15 | 2017-01-18 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-24 | 2012-09-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2012-09-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2012-09-01 |