| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-30 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-30 | - |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-11-19 | 2014-04-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-11-19 | 2014-04-16 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2012-08-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-09-10 |
| Rep | Asset management | 2003-04-01 | 2004-09-10 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2012-08-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-09-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-09-10 |
| Rep | Asset management | 2003-04-01 | 2004-09-10 |
| Rep | Dealing in securities | 2003-04-01 | 2012-08-03 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-09-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-09-10 |
| Rep | Asset management | 2003-04-01 | 2004-09-10 |
| Rep | Dealing in securities | 2003-04-01 | 2012-08-03 |