Wong, Yuen Yee (SFC:AOD315) 黃婉儀

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2015-01-26	-
	Rep	Dealing in securities	2015-01-26	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2007-05-31	2014-12-07
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-01-19	2014-12-07
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-01-19	2014-12-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2015-01-26	-
	Rep	Dealing in securities	2015-01-26	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2007-05-31	2014-12-07
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-01-19	2014-12-07
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-01-19	2014-12-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.