| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-24 | 2026-01-14 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-12-11 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-12-11 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-12-11 | 2026-01-14 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-09 | 2014-11-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-09 | 2014-11-12 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2013-12-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2013-12-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2013-12-23 |