| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-30 | 2020-07-31 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-30 | 2020-07-31 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-10-22 | 2014-04-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-10-22 | 2014-04-16 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-05-18 | 2012-05-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-05-18 | 2012-05-19 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-03-01 | 2010-04-14 |
| Rep | Dealing in securities | 2010-03-01 | 2010-04-14 |
| BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2005-12-01 | 2008-10-01 |
| Rep | Dealing in futures contracts | 2005-12-01 | 2008-10-01 |
| Rep | Advising on corporate finance | - | 2004-12-09 |
| Rep | Advising on securities | - | 2004-12-09 |
| Rep | Asset management | - | 2004-12-09 |
| Rep | Providing automated trading services | - | 2004-12-09 |
| Rep | Dealing in securities | - | 2008-10-01 |
| BEAR STEARNS HONG KONG LIMITED | Rep | Asset management | - | 2004-12-09 |
| Rep | Advising on futures contracts | - | 2008-10-01 |
| Rep | Dealing in futures contracts | - | 2008-10-01 |