Personnel Hong Kong SFC License Details (ID 83050)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG SECURITIES LIMITED	Rep	Asset management	2019-06-25	-
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2018-07-23	-
WING FUNG SECURITIES LIMITED	RO	Dealing in securities	2018-07-23	-
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2015-10-19	2018-07-23
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2015-10-19	2018-07-23
Jefferies Hong Kong Limited	Rep	Dealing in securities	2013-01-09	2015-05-15
	Rep	Dealing in futures contracts	2012-10-10	2015-05-15
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-01-03	2012-11-30
HSBC FUTURES (SINGAPORE) PTE LTD	RO	Advising on futures contracts	2010-01-07	2011-09-24
	RO	Dealing in futures contracts	2010-01-07	2011-09-24
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-27	2011-09-24
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Dealing in futures contracts	2009-08-27	2010-01-07
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-15	2009-06-20
	Rep	Dealing in securities	2008-10-15	2009-06-20
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-18	2009-06-20
Newedge Broker Limited	RO	Providing automated trading services	2004-01-05	2009-06-20
	RO	Dealing in futures contracts	2004-01-05	2009-06-20
	RO	Dealing in securities	2004-01-05	2009-06-20
	Rep	Advising on futures contracts	2003-04-01	2003-06-07
	Rep	Asset management	2003-04-01	2003-06-07
	Rep	Providing automated trading services	2003-04-01	2004-01-05
	Rep	Dealing in futures contracts	2003-04-01	2004-01-05
	Rep	Dealing in securities	2003-04-01	2004-01-05