| Risen Family Office Limited | Rep | Advising on securities | 2020-09-15 | 2021-05-04 |
| Rep | Asset management | 2020-09-15 | 2021-05-04 |
| Hongkong Yifu International Futures Limited | RO | Dealing in futures contracts | 2018-10-18 | 2019-02-28 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | RO | Dealing in futures contracts | 2017-12-21 | 2018-10-15 |
| Rep | Dealing in futures contracts | 2016-07-07 | 2017-12-21 |
| HUAJIN RESEARCH (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2016-07-07 | 2018-10-15 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-07-07 | 2018-10-15 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-22 | 2015-04-01 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2008-03-27 | 2012-03-23 |
| Rep | Dealing in futures contracts | 2008-03-18 | 2012-03-23 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2006-05-19 | 2007-11-08 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-17 | 2006-03-31 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2004-06-17 | 2006-03-31 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-06-17 | 2005-11-14 |
| Newedge Broker Limited | Rep | Advising on futures contracts | - | 2003-10-09 |
| Rep | Asset management | - | 2003-10-09 |
| Rep | Providing automated trading services | - | 2003-10-09 |
| Rep | Dealing in futures contracts | - | 2003-10-09 |
| Rep | Dealing in securities | - | 2003-10-09 |