| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Tang Wealth International Limited | RO | Advising on securities | 2023-06-26 | - |
| RO | Asset management | 2023-06-26 | - | |
| RO | Dealing in securities | 2023-06-26 | - | |
| AA Investment Management Limited | RO | Advising on securities | 2021-09-21 | 2023-02-28 |
| RO | Asset management | 2021-09-21 | 2023-02-28 | |
| RO | Dealing in securities | 2021-09-21 | 2023-02-28 | |
| Rep | Advising on securities | 2021-09-15 | 2021-09-21 | |
| Rep | Asset management | 2021-09-15 | 2021-09-21 | |
| Rep | Dealing in securities | 2021-09-15 | 2021-09-21 | |
| Chiyu International Capital Limited | Rep | Advising on securities | 2019-09-18 | 2020-07-31 |
| Rep | Dealing in securities | 2019-09-18 | 2020-07-31 | |
| Chiyu Asset Management Limited | RO | Asset management | 2019-07-08 | 2020-07-31 |
| Rep | Asset management | 2019-06-13 | 2019-07-08 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2018-01-05 | 2019-05-10 |
| Rep | Asset management | 2018-01-05 | 2019-05-10 | |
| HZ CAPITAL LIMITED (HK) | RO | Advising on futures contracts | 2017-01-18 | 2017-12-31 |
| RO | Advising on securities | 2017-01-18 | 2017-12-31 | |
| RO | Asset management | 2017-01-18 | 2017-12-31 | |
| Rep | Advising on futures contracts | 2016-09-23 | 2017-01-18 | |
| Rep | Advising on securities | 2016-09-23 | 2017-01-18 | |
| Rep | Asset management | 2016-09-23 | 2017-01-18 | |
| China Orient International Asset Management Limited | Rep | Advising on securities | 2014-09-12 | 2016-08-05 |
| Rep | Asset management | 2014-09-12 | 2016-08-05 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-11 | 2011-11-21 |
No HKMA registrations in the collected records.