| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-11-23 | - |
| Rep | Dealing in securities | 2018-11-23 | - |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-10-16 | 2017-11-22 |
| Rep | Dealing in securities | 2017-10-16 | 2017-11-22 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2017-07-05 |
| Rep | Dealing in securities | 2016-02-01 | 2017-07-05 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2015-07-20 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-07-20 | 2016-04-29 |
| Rep | Dealing in securities | 2015-07-20 | 2016-04-29 |
| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2013-01-08 | 2015-07-06 |
| Rep | Dealing in futures contracts | 2012-12-03 | 2015-07-06 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2012-09-29 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2009-07-06 | 2012-03-23 |
| Rep | Dealing in futures contracts | 2009-07-06 | 2012-03-23 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2007-08-01 | 2009-02-13 |
| Rep | Dealing in securities | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2007-08-01 | 2009-02-13 |
| Rep | Dealing in futures contracts | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-08-01 | 2009-02-13 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| Rep | Dealing in securities | 2006-10-02 | 2007-06-30 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-10-02 | 2007-06-30 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-03-03 | 2006-09-30 |
| RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2003-08-13 | 2006-09-30 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-01 |
| Rep | Asset management | 2003-04-01 | 2003-08-01 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-01 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-01 |
| Rep | Asset management | 2003-04-01 | 2003-08-01 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-01 |