Personnel Hong Kong SFC License Details (ID 83063)

Personnel Hong Kong SFC License Details (ID 83063)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on futures contracts	2018-05-03	2021-03-01
	RO	Dealing in futures contracts	2018-05-03	2021-03-01
	Rep	Advising on futures contracts	2017-07-06	2018-05-03
	Rep	Dealing in futures contracts	2017-07-06	2018-05-03
	Rep	Advising on securities	2017-07-06	2021-03-01
	Rep	Dealing in securities	2017-07-06	2021-03-01
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Advising on futures contracts	2007-08-13	2012-03-23
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-06-10	2016-01-30
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Advising on futures contracts	-	2003-08-29
	Rep	Asset management	-	2003-08-29
	Rep	Dealing in futures contracts	-	2012-03-23
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2005-11-14