Personnel SFC Licences and HKMA Registrations (ID 83067)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2012-01-30	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-10-13	2012-01-14
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-13	2012-01-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.